Michael Harris, BLUE ROCK FINANCIAL SERVICES, INC.
Blue Rock Financial Services, Inc. is a Registered Investment Advisor and is incorporated under the laws of the state of Oregon. Michael Harris is the founder of Blue Rock Financial Services. The business of Blue Rock Financial Services is to provide financial planning and investment management services to individuals, trustees of personal trusts, and charitable organizations.
Michael Harris earned a Bachelor of Science in Finance from the California State University at Chico in 1986. In 1997, he earned the Certified Trust and Financial Advisor designation. In 2006, he earned the CERTIFIED FINANCIAL PLANNER™ certification.
Mr. Harris was employed for 13 years as a Vice President and Trust Officer for the Private Client Group of U.S. Bank, N.A. He managed and administered trusts and retirement plans for a variety of clients in the southern Oregon area during this time. Prior to that time he was a licensed broker for Edward Jones & Co. in Eugene, Oregon.
Affiliations With Other Firms
Blue Rock Financial Services, Inc. has agreements with TD Ameritrade, Shareholders Services Group, and Altruist to act as custodians for client assets and utilizes these firms in the management of the firm's client accounts. Other firms providing services to Blue Rock include Advyzon, RightCapital, and Holistiplan.
Participation or Interest in Client Transactions
Michael Harris is not a principal, broker, agent or partner in, with or for any investment vehicle he may recommend to clients. He may purchase or sell the same investment products recommended to his clients in his own accounts, and will disclose this fact prior to purchasing them for a client. As a CERTIFIED FINANCIAL PLANNERTM certificant, Mr. Harris will adhere to the CFP® Code of Ethics, and will provide a complete copy of this document to any client or prospect who requests one.